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Abigail Jean Beranek

Wells Fargo Clearing Services, LLC

Sioux Falls, SD

CRD 7332219

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-25
MN RA APPROVED 2022-08-08
SD RA APPROVED 2022-08-02
  • TX RA
    APPROVED
    Since 2022-08-25
  • MN RA
    APPROVED
    Since 2022-08-08
  • SD RA
    APPROVED
    Since 2022-08-02

Branch Locations

6100 S Old Village Pl Ste 200, Sioux Falls, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc ( Saint Paul MN 06/2018 01/2021
Wells Fargo Clearing Service, Llc. Saint Paul MN 01/2021 Present
Augustana University Sioux Falls SD 09/2014 05/2018
White House Black Market Sioux Falls SD 06/2015 08/2018
Docutap Sioux Falls SD 06/2017 08/2017
Sanford Health Sioux Falls SD 01/2018 05/2018
  • 06/2018 → 01/2021
    Wells Fargo Clearing Services, Llc (
    Saint Paul, MN
  • 01/2021 → Present
    Wells Fargo Clearing Service, Llc.
    Saint Paul, MN
  • 09/2014 → 05/2018
    Augustana University
    Sioux Falls, SD
  • 06/2015 → 08/2018
    White House Black Market
    Sioux Falls, SD
  • 06/2017 → 08/2017
    Docutap
    Sioux Falls, SD
  • 01/2018 → 05/2018
    Sanford Health
    Sioux Falls, SD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-28
  • S66 Uniform Combined State Law Examination
    2022-07-28
Other Names
  • Abby Gustafson
  • Abigail Gustafson
  • Abigail Jean Gustafson

View on SEC IAPD

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