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2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-29 |
| WI | RA | APPROVED | 2022-08-25 |
Branch Locations
2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States
517 Monroe Street, Sheboygan Falls, WI 53085 • United States
116 3Rd Street, De Pere, WI 54115 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research Inc. | Fairfield | IA | 01/2021 | 08/2022 |
| Cambridge Investment Research Inc. | Fairfield | IA | 07/2021 | 08/2022 |
| Secura Insurance Co. | Neenah | WI | 09/2019 | 01/2021 |
| Compeer Financial | Mankato | MN | 12/2018 | 09/2019 |
| Tom's Country Cafe | Mercer | WI | 06/2013 | 12/2018 |
| University Of Wisconsin, Oshkosh | Oshkosh | WI | 08/2019 | 06/2021 |
| Minnesota State University, Mankato | Mankato | MN | 08/2017 | 08/2019 |
| Mercer High School | Mercer | WI | 08/2003 | 06/2017 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2022 | 08/2022 |
| Lpl Financial, Llc | Sheboygan Falls | WI | 08/2022 | 08/2024 |
| Merit Financial Advisors | Alpharetta | GA | 08/2022 | Present |
| Pks Investments | Albany | NY | 08/2024 | Present |
1) Merit Financial Group LLC DBA Merit Financial Advisors. Investment Related. At Registered Location. RIA. IAR. 08/2022. Hrs/month160 with130 during trading hours. Service Clients. 2) Fixed Insurance. Investment Related. At Registered Location. Fixed/Traditional Insurance. Agent. 08/2024. Hrs/month 1 all during trading hours. Sales of Fixed/Traditional Insurance products. 3) One Wisconsin Volleyball Club. Not Investment Related. 807 Parkview Rd Ashwaubenon, WI 54304. Teaching/Coaching. Head Coach. 12/2022. Hrs/month 3 with 0 during trading hours. Coaching the Panthers 17 Black club volleyball team at practices/tournaments. 4) PKS. Investment Related. At the registered location. RR of BD. Commission compensation.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-18 |
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