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James J Buchman

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Savannah, GA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-09-09
TX RA APPROVED 2022-09-07
  • GA RA
    APPROVED
    Since 2022-09-09
  • TX RA
    APPROVED
    Since 2022-09-07

Branch Locations

3 Skidaway Village Sq, Savannah, GA 31411 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Savannah GA 09/2021 Present
Clemson University Clemson SC 09/2016 05/2020
Unemployed Columbia SC 05/2020 08/2020
Bankers Life And Colonial Penn Columbia SC 08/2020 01/2021
Unemployed Columbia SC 01/2021 02/2021
Mutual Of Omaha Columbia SC 02/2021 09/2021
Bank Of America, N.A. Savannah GA 10/2022 Present
  • 09/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Savannah, GA
  • 09/2016 → 05/2020
    Clemson University
    Clemson, SC
  • 05/2020 → 08/2020
    Unemployed
    Columbia, SC
  • 08/2020 → 01/2021
    Bankers Life And Colonial Penn
    Columbia, SC
  • 01/2021 → 02/2021
    Unemployed
    Columbia, SC
  • 02/2021 → 09/2021
    Mutual Of Omaha
    Columbia, SC
  • 10/2022 → Present
    Bank Of America, N.A.
    Savannah, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-25
  • S66 Uniform Combined State Law Examination
    2022-08-25
Other Names
  • James Johnson Buchman

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · SAVANNAH, GA
VALIC FINANCIAL ADVISORS, INC. · SAVANNAH, GA
COMMONWEALTH FINANCIAL NETWORK · Savannah, GA
PFS INVESTMENTS INC. · SAVANNAH, GA
CHARLES SCHWAB & CO., INC. · Savannah, GA
RL WRIGHT & ASSOCIATES, LLC · SAVANNAH, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Savannah, GA
BULL STREET ADVISORS · SAVANNAH, GA

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