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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-10-11
TX RA APPROVED 2021-10-11
  • CA RA
    APPROVED
    Since 2021-10-11
  • TX RA
    APPROVED
    Since 2021-10-11

Branch Locations

2555-2595 W Chandler Blvd Ci Client Management, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 01/2021 Present
University Of Arizona Tucson AZ 08/2014 05/2018
Unemployed Scottsdale AZ 05/2018 07/2018
Resa Wearables Phoenix AZ 07/2018 09/2018
Dmb Sports Clubs Scottsdale AZ 09/2018 01/2019
Pro Em Party & Event Rentals Scottsdale AZ 02/2019 03/2019
Total Quality Logistics Tempe AZ 03/2019 11/2019
Dmb Sports Clubs Scottsdale AZ 11/2019 01/2020
Usa Adventures Of Arizona D/B/A Psp Of Scottsdale Scottsdale AZ 01/2020 11/2020
Unemployed Scottsdale AZ 11/2020 01/2021
Bank Of America, N.A. Chandler AZ 05/2021 Present
  • 01/2021 → Present
    Chandler, AZ
  • 08/2014 → 05/2018
    University Of Arizona
    Tucson, AZ
  • 05/2018 → 07/2018
    Unemployed
    Scottsdale, AZ
  • 07/2018 → 09/2018
    Resa Wearables
    Phoenix, AZ
  • 09/2018 → 01/2019
    Dmb Sports Clubs
    Scottsdale, AZ
  • 02/2019 → 03/2019
    Pro Em Party & Event Rentals
    Scottsdale, AZ
  • 03/2019 → 11/2019
    Total Quality Logistics
    Tempe, AZ
  • 11/2019 → 01/2020
    Dmb Sports Clubs
    Scottsdale, AZ
  • 01/2020 → 11/2020
    Usa Adventures Of Arizona D/B/A Psp Of Scottsdale
    Scottsdale, AZ
  • 11/2020 → 01/2021
    Unemployed
    Scottsdale, AZ
  • 05/2021 → Present
    Bank Of America, N.A.
    Chandler, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-08
  • S66 Uniform Combined State Law Examination
    2021-10-08

View on SEC IAPD

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