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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-10-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Maumee | OH | 01/2021 | 10/2023 |
| World Financial Group, Inc. | Maumee | OH | 06/2020 | 10/2023 |
| Grubhub | Chicago | IL | 10/2020 | 11/2021 |
| Doordash | San Francisco | CA | 03/2020 | 11/2021 |
| Cross Heating And Cooling | Ida | MI | 01/2017 | 11/2020 |
| Chick-Fil-A | Toledo | OH | 05/2016 | 01/2017 |
| Borst Financial Llc | Maumee | OH | 04/2021 | 12/2021 |
| Wealthwave | Maumee | OH | 06/2020 | 10/2023 |
| Lpl Financial Llc | Toledo | OH | 10/2023 | Present |
1) 10/05/2023 - Priority Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 10/05/2023 - One Resource Group - Non-Variable Insurance - ONE RESOURCE GROUP - Investment related - OH 43614 - 10 Hours per month - Start date: 10/16/2023. 3) 10/05/2023 - Gladstone Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 4) 10/05/2023 - Borst Financial LLC - Business Entity For Tax/Investment Purposes Only - PASSTHROUGH ENTITY - OH 43614 - Non investment related - 4 Hours per month - Start date: 04/20/2021. 5) 01/31/2025- Tailgaters- Outside/W-2 Employment- Not INV Related- At Perrysburg, OH- Start date 12/18/2024- 50 Hours Per Month 6) 01/31/2025- FIST Office Partners LLC- Other - Business Partnership- INV Related- At Reported Business Location(s)- Start date 01/01/2024- 4 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-29 |
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