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Mariana N Lima

Morgan Stanley

Hartford, CT

Boston, MA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-10
CT RA APPROVED 2025-09-26
  • TX RA
    APPROVED
    Since 2025-10-10
  • CT RA
    APPROVED
    Since 2025-09-26

Branch Locations

225 Asylum Street 14Th Floor, Hartford, CT 06103 • United States

28 State Street 26Th Floor, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Hartford CT 11/2022 Present
Morgan Stanley Hartford CT 02/2021 11/2022
Planet Home Lending Meriden CT 10/2019 02/2021
The Money Source Meriden CT 07/2015 10/2019
  • 11/2022 → Present
    Morgan Stanley
    Hartford, CT
  • 02/2021 → 11/2022
    Morgan Stanley
    Hartford, CT
  • 10/2019 → 02/2021
    Planet Home Lending
    Meriden, CT
  • 07/2015 → 10/2019
    The Money Source
    Meriden, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-26
  • S66 Uniform Combined State Law Examination
    2025-09-26
Other Names
  • Mariana Nazare Da Fonseca Lima

View on SEC IAPD

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TIMOTHY DONALD BRODERICK

Other Offices

NEBRODI PARTNERS, LLC · HARTFORD, CT
ERNST & YOUNG INVESTMENT ADVISERS LLP · HARTFORD, CT
ROCKEFELLER FINANCIAL LLC · Hartford, CT
BRADLEY FOSTER & SARGENT INC · HARTFORD, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HARTFORD, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HARTFORD, CT
BRADLEY FOSTER & SARGENT INC · Hartford, CT
BRADLEY FOSTER & SARGENT INC · HARTFORD, CT

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