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3420 Ocean Park Blvd. Ste 3060, Santa Monica, CA 90405 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-19 |
Branch Locations
333 Commerce St., Nashville, TN 37201 • United States
3420 Ocean Park Blvd. Ste 3060, Santa Monica, CA 90405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Republic Finance | Cleveland | MS | 02/2020 | 01/2021 |
| Planters Bank | Ruleville | MS | 08/2019 | 08/2019 |
| Delta State University | Cleveland | MS | 01/2010 | 07/2019 |
| Unemployed | Cleveland | MS | 08/2019 | 02/2020 |
| Northwestern Mutual Life Insurance | Milwaukee | WI | 02/2021 | 09/2021 |
| Northwestern Mutual Investment Services, Llc | Nashville | TN | 08/2021 | 09/2021 |
| Jackson National Life | Franklin | TN | 10/2021 | 12/2021 |
| Wells Fargo Clearing Services, Llc | Nashville | TN | 01/2022 | 05/2022 |
| Wells Fargo Bank, Na | Nashville | TN | 01/2022 | 05/2022 |
| Empower | Greenwood Village | CO | 07/2022 | 03/2024 |
| Sierra Mutual Funds | Santa Monica | CA | 04/2024 | Present |
| Northern Lights Distributors, Llc | Elkhorn | NE | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 2021-11-08 |
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