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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-12-26
  • MO RA
    APPROVED
    Since 2023-12-26

Branch Locations

501 North Broadway, St. Louis, MO 63102 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Naked Vine St. Louis MO 08/2016 12/2016
Ace Hardware St. Louis MO 03/2017 10/2017
Missouri Athletic Club St. Louis MO 05/2019 08/2019
Salter Enterprises St. Louis MO 03/2020 08/2020
Fcs Private Wealth Management Leawood KS 01/2021 05/2021
Plancorp St. Louis MO 06/2021 08/2021
Stifel, Nicolaus & Co. St. Louis MO 08/2022 Present
Noble Financial St. Louis MO 08/2022 08/2022
Student St. Louis MO 12/2016 03/2017
Student Lawrence KS 10/2017 05/2019
Student St. Louis MO 08/2019 03/2020
Student Lawrence KS 08/2020 01/2021
Student Lawrence KS 08/2021 08/2022
  • 08/2016 → 12/2016
    Naked Vine
    St. Louis, MO
  • 03/2017 → 10/2017
    Ace Hardware
    St. Louis, MO
  • 05/2019 → 08/2019
    Missouri Athletic Club
    St. Louis, MO
  • 03/2020 → 08/2020
    Salter Enterprises
    St. Louis, MO
  • 01/2021 → 05/2021
    Fcs Private Wealth Management
    Leawood, KS
  • 06/2021 → 08/2021
    Plancorp
    St. Louis, MO
  • 08/2022 → Present
    Stifel, Nicolaus & Co.
    St. Louis, MO
  • 08/2022 → 08/2022
    Noble Financial
    St. Louis, MO
  • 12/2016 → 03/2017
    Student
    St. Louis, MO
  • 10/2017 → 05/2019
    Student
    Lawrence, KS
  • 08/2019 → 03/2020
    Student
    St. Louis, MO
  • 08/2020 → 01/2021
    Student
    Lawrence, KS
  • 08/2021 → 08/2022
    Student
    Lawrence, KS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-21
  • S66 Uniform Combined State Law Examination
    2023-12-21

View on SEC IAPD

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