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David E Smith

Portland Global Advisors LLC

Portland, ME

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Current Employers
Portland Global Advisors Llc

217 Commercial St Suite 400, Portland, ME 04101 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2021-03-03
TX RA APPROVED 2021-02-13
  • ME RA
    APPROVED
    Since 2021-03-03
  • TX RA
    APPROVED
    Since 2021-02-13

Branch Locations

217 Commercial St Suite 400, Portland, ME 04101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Portland Global Advisors, Llc Portland ME 12/2020 Present
Marcum Llp Portland ME 01/2019 08/2020
Dawson, Smith, Purvis & Bassett, P.A. Portland ME 10/1990 01/2019
Not Employed Windham ME 08/2020 12/2020
  • 12/2020 → Present
    Portland Global Advisors, Llc
    Portland, ME
  • 01/2019 → 08/2020
    Marcum Llp
    Portland, ME
  • 10/1990 → 01/2019
    Dawson, Smith, Purvis & Bassett, P.A.
    Portland, ME
  • 08/2020 → 12/2020
    Not Employed
    Windham, ME
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-02-12
  • S65 Uniform Investment Adviser Law Examination
    2021-02-12

View on SEC IAPD

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MASCOMA WEALTH MANAGEMENT
MAINE SECURITIES CORPORATION
PENOBSCOT FINANCIAL ADVISORS

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LISA SUSAN DEMERS

Other Offices

PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
J.P. MORGAN SECURITIES LLC · Portland, ME
GREAT DIAMOND PARTNERS, LLC · PORTLAND, ME
HARBOR INVESTMENT ADVISORS · PORTLAND, ME
BIGELOW INVESTMENT ADVISORS, LLC · PORTLAND, ME
BIGELOW INVESTMENT ADVISORS, LLC · Portland, ME
MASCOMA WEALTH MANAGEMENT · Portland, ME

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