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David E Smith

Portland Global Advisors LLC

Portland, ME

CRD 7330481

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Employer firm

Portland Global Advisors LLC CRD 109127

$1.17B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Periodicals / newsletters
  • ADVISE ON RETENTION OF INV ADVISERS; FAMILY OFFICE AND MISSION & IMPACT SERVICES ARE COMPONENTS OF ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Portland Global Advisors Llc

217 Commercial St Suite 400, Portland, ME 04101 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2021-03-03
TX RA APPROVED 2021-02-13
  • ME RA
    APPROVED
    Since 2021-03-03
  • TX RA
    APPROVED
    Since 2021-02-13

Branch Locations

217 Commercial St Suite 400, Portland, ME 04101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Portland Global Advisors, Llc Portland ME 12/2020 Present
Marcum Llp Portland ME 01/2019 08/2020
Dawson, Smith, Purvis & Bassett, P.A. Portland ME 10/1990 01/2019
Not Employed Windham ME 08/2020 12/2020
  • 12/2020 → Present
    Portland Global Advisors, Llc
    Portland, ME
  • 01/2019 → 08/2020
    Marcum Llp
    Portland, ME
  • 10/1990 → 01/2019
    Dawson, Smith, Purvis & Bassett, P.A.
    Portland, ME
  • 08/2020 → 12/2020
    Not Employed
    Windham, ME
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-02-12
  • S65 Uniform Investment Adviser Law Examination
    2021-02-12

View on SEC IAPD

Nearby Firms

PORTLAND FINANCIAL PLANNING GROUP
J.P. MORGAN SECURITIES LLC
GREAT DIAMOND PARTNERS, LLC

Nearby Investors

BRIAN LUTHER DIETZ
William Emmet
JOHN MARSHALL PIPER

Nearby Offices

PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
J.P. MORGAN SECURITIES LLC · Portland, ME

More in Portland, ME

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