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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-02-26
  • NY RA
    APPROVED
    Since 2021-02-26

Branch Locations

41 Main St., Massena, NY 13662 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tj Maxx Massena NY 08/2013 12/2016
Nbt Bank Massena NY 01/2017 10/2020
First Niagara Bank Massena NY 05/2016 10/2016
Key Investment Services Llc Massena NY 01/2021 03/2025
Unemployed Massena NY 10/2020 01/2021
Key Investment Services Llc Brooklyn OH 03/2025 Present
  • 08/2013 → 12/2016
    Tj Maxx
    Massena, NY
  • 01/2017 → 10/2020
    Nbt Bank
    Massena, NY
  • 05/2016 → 10/2016
    First Niagara Bank
    Massena, NY
  • 01/2021 → 03/2025
    Massena, NY
  • 10/2020 → 01/2021
    Unemployed
    Massena, NY
  • 03/2025 → Present
    Brooklyn, OH
Other Businesses

1) MASSENA YOGA STUDIO; POSITION: Yoga Teacher; NATURE: Yoga studio; INVESTMENT RELATED: No; NUMBER OF HOURS: 10; SECURITIES TRADING HOURS: 0; START DATE: 05/30/2024; ADDRESS: 69 Main St, Massena NY 13662, United States; DESCRIPTION: Teach 5-10 yoga classes per month (after trading hours and occasional weekends); 2) ALLIANCE OF THERAPY DOGS POSITION: Member/Volunteer NATURE: Alliance of Therapy Dogs provides testing, certification, registration, support, and insurance for members who volunteer with their dogs. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/11/2024; ADDRESS: 1919 Morrie Ave, Cheyenne WY 82001, United States; DESCRIPTION: My dog is a registered and certified Therapy Dog through the Alliance of Therapy Dogs (ATD). We would be acting in a volunteer capacity visiting local nursing homes, ARC facilities, cancer treatment centers, etc. These visits consist of one-on-one interaction with individuals.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-26
  • S66 Uniform Combined State Law Examination
    2021-02-26

View on SEC IAPD

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