Brian F Henning

Current Employers

Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-03-26

NY RA
APPROVED

Since 2021-03-26

Branch Locations

41 Main St., Massena, NY 13662 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
First Niagara Bank	Massena	NY	11/2013	09/2016
Lpl Financial Llc	Massena	NY	11/2013	09/2016
Key Investment Services Llc	Brooklyn	OH	09/2016	Present

11/2013 → 09/2016

First Niagara Bank

Massena, NY
11/2013 → 09/2016

Lpl Financial Llc

Massena, NY
09/2016 → Present

Key Investment Services Llc

Brooklyn, OH

Previous Registrations

2013-11-04 → 2016-09-21

Lpl Financial Llc

Massena, NY

Potsdam, NY

Malone, NY

Saranac Lake, NY

Carthage, NY

Evans Mill, NY

Evans Mill, NY

Carthage, NY
2009-08-12 → 2013-11-06

M&T Securities, Inc.

Rochester, NY

East Syracuse, NY

Watertown, NY

Syracuse, NY

Cheektowaga, NY

East Syracuse, NY

Skaneateles, NY

Syracuse, NY

Cicero, NY

Cicero, NY

Clay, NY

North Syracuse, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-08-07
S63	Uniform Securities Agent State Law Examination	2003-01-24

S65 Uniform Investment Adviser Law Examination

2009-08-07
S63 Uniform Securities Agent State Law Examination

2003-01-24

View on SEC IAPD

Current Employers

Key Investment Services Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews