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Saul Lopez

Mwa Financial Services Inc.

Laguna Hills, CA

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Current Employers
Mwa Financial Services Inc.

1701 1St Avenue, Rock Island, IL 61201 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-06-01
CO RA APPROVED 2026-04-15
LA RA APPROVED 2026-03-11
TX RA APPROVED_RES 2026-01-22
CA RA APPROVED 2026-01-06
MT RA APPROVED 2025-11-18
  • FL RA
    APPROVED
    Since 2026-06-01
  • CO RA
    APPROVED
    Since 2026-04-15
  • LA RA
    APPROVED
    Since 2026-03-11
  • TX RA
    APPROVED_RES
    Since 2026-01-22
  • CA RA
    APPROVED
    Since 2026-01-06
  • MT RA
    APPROVED
    Since 2025-11-18

Branch Locations

23441 S. Pointe Drive Suite 110, Laguna Hills, CA 92653 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Marriott Costa Mesa CA 09/2019 01/2021
Wyndham Hotel Irvine CA 10/2016 09/2019
Hotel Irvine Irvine CA 04/2016 10/2016
Modern Woodmen Of America Rock Island IL 02/2021 Present
Mwa Financial Services Inc Rock Island IL 02/2021 Present
  • 09/2019 → 01/2021
    Marriott
    Costa Mesa, CA
  • 10/2016 → 09/2019
    Wyndham Hotel
    Irvine, CA
  • 04/2016 → 10/2016
    Hotel Irvine
    Irvine, CA
  • 02/2021 → Present
    Modern Woodmen Of America
    Rock Island, IL
  • 02/2021 → Present
    Mwa Financial Services Inc
    Rock Island, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-20
S63 Uniform Securities Agent State Law Examination 2020-11-30
  • S65 Uniform Investment Adviser Law Examination
    2023-06-20
  • S63 Uniform Securities Agent State Law Examination
    2020-11-30

View on SEC IAPD

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Other Offices

TOWNELEY CAPITAL MANAGEMENT, INC. · LAGUNA HILLS, CA
CETERA INVESTMENT ADVISERS LLC · LAGUNA HILLS, CA
LPL FINANCIAL LLC · LAGUNA HILLS, CA
FUSION FINANCIAL · LAGUNA HILLS, CA
ADVISORS ON CALL · LAGUNA HILLS, CA
EQUITABLE ADVISORS, LLC · LAGUNA HILLS, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Laguna Hills, CA
EDWARD JONES · Laguna Hills, CA

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