Jeremy Robert Hofer

Employer firm

Hofer & Associates Wealth Management CRD 282005

$216M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Hofer & Associates Wealth Management

90 E Thousand Oaks Blvd. Suite 310, Thousand Oaks, CA 91360 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-02-24
CA	RA	APPROVED	2016-02-22

TX RA
APPROVED_RES

Since 2016-02-24
CA RA
APPROVED

Since 2016-02-22

Branch Locations

90 E Thousand Oaks Blvd. Suite 310, Thousand Oaks, CA 91360 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Hofer & Associates Wealth Management	Simi Valley	CA	01/2016	Present

01/2016 → Present

Hofer & Associates Wealth Management

Simi Valley, CA

Previous Registrations

2006-03-06 → 2016-02-19

Thrivent Investment Management Inc.

Thousand Oaks, CA

Rohnert Park, CA

Simi Valley, CA

Simi Valley, CA
2005-04-25 → 2006-02-23

Ubs Financial Services Inc.

Beverly Hills, CA

Other Businesses

INSURANCE AGENT; APPROX 2.5 HOURS SPENT PER WEEK ON INSURANCE RELATED ACTIVITIES DURING TRADING HOURS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-04-22

S66 Uniform Combined State Law Examination

2005-04-22

Designations

Certified Financial Planner
Chartered Financial Consultant

Other Names

Jeremy Hofer

View on SEC IAPD