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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-21
  • TX RA
    APPROVED
    Since 2024-11-21

Branch Locations

607 W 3Rd St, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Austin TX 01/2021 03/2024
Next Level Valet Austin TX 10/2017 01/2021
Law Office Of Latius Prikryl Austin TX 06/2020 09/2020
Phi Delta Theta Nacogdoches TX 05/2019 12/2019
Stephen F Austin State University Austin TX 08/2016 12/2020
Fisher Investments Plano TX 04/2024 09/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Austin TX 10/2024 Present
Bank Of America, N.A. Austin TX 12/2024 Present
  • 01/2021 → 03/2024
    Charles Schwab & Co., Inc.
    Austin, TX
  • 10/2017 → 01/2021
    Next Level Valet
    Austin, TX
  • 06/2020 → 09/2020
    Law Office Of Latius Prikryl
    Austin, TX
  • 05/2019 → 12/2019
    Phi Delta Theta
    Nacogdoches, TX
  • 08/2016 → 12/2020
    Stephen F Austin State University
    Austin, TX
  • 04/2024 → 09/2024
    Plano, TX
  • 10/2024 → Present
    Austin, TX
  • 12/2024 → Present
    Bank Of America, N.A.
    Austin, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-07
S63 Uniform Securities Agent State Law Examination 2021-10-22
  • S65 Uniform Investment Adviser Law Examination
    2024-06-07
  • S63 Uniform Securities Agent State Law Examination
    2021-10-22
Other Names
  • Tyler J Allison
  • Tyler James Allison

View on SEC IAPD

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