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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-06-02
TX RA APPROVED 2025-06-02
  • CO RA
    APPROVED
    Since 2025-06-02
  • TX RA
    APPROVED
    Since 2025-06-02

Branch Locations

760 Horizon Dr Suite 402, Grand Junction, CO 81506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Las Vegas NV 01/2021 08/2022
Aria Hotel And Casino Las Vegas NV 02/2014 03/2020
Unemployed Las Vegas NV 03/2020 01/2021
Wells Fargo Clearing Services, Llc Colorado Springs CO 08/2022 06/2025
Raymond James Financial Services Advisors, Inc. Grand Junction CO 06/2025 Present
Raymond James Financial Services, Inc. Grand Junction CO 06/2025 Present
Mt. Garfield Wealth Management Group Grand Junction CO 06/2025 Present
Previous Registrations
Other Businesses

Mt. Garfield Wealth Management Group Not investment-related Grand Junction, CO DBA/Support Company Advisor 06/2025 0 hours per month 0 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-16
S63 Uniform Securities Agent State Law Examination 2021-07-23
  • S65 Uniform Investment Adviser Law Examination
    2021-08-16
  • S63 Uniform Securities Agent State Law Examination
    2021-07-23

View on SEC IAPD

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