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Michael W. Lau

J.P. Morgan Securities LLC

Birmingham, MI

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-09-27
TX RA APPROVED 2023-09-27
  • MI RA
    APPROVED
    Since 2023-09-27
  • TX RA
    APPROVED
    Since 2023-09-27

Branch Locations

480 Pierce St Floor 02, Birmingham, MI 48009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na Birmingham MI 05/2023 Present
Jpmorgan Securities Llc Birmingham MI 05/2023 Present
Sageview Advisory Group Bloomfield Hills MI 08/2021 04/2023
Bloomfield Hills Financial Bloomfield Hills MI 02/2021 08/2021
Unemployed Rochester Hills MI 05/2013 01/2021
  • 05/2023 → Present
    Jpmorgan Chase Bank, Na
    Birmingham, MI
  • 05/2023 → Present
    Jpmorgan Securities Llc
    Birmingham, MI
  • 08/2021 → 04/2023
    Sageview Advisory Group
    Bloomfield Hills, MI
  • 02/2021 → 08/2021
    Bloomfield Hills Financial
    Bloomfield Hills, MI
  • 05/2013 → 01/2021
    Unemployed
    Rochester Hills, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-27
  • S66 Uniform Combined State Law Examination
    2023-09-27
Other Names
  • Michael William Lau
  • Michael William Lau

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · BIRMINGHAM, MI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BIRMINGHAM, MI
RISK PARADIGM GROUP, LLC · Birmingham, MI
WELLS FARGO CLEARING SERVICES, LLC · BIRMINGHAM, MI
INNOVIA WEALTH, LLC · Birmingham, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · BIRMINGHAM, MI
TOWNSEND STREET CAPITAL MANAGEMENT · BIRMINGHAM, MI
VALSTONE PARTNERS VI · BIRMINGHAM, MI

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