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Sebastian Ernesto Iturriaga

Oppenheimer & Co. Inc.

Coral Gables, FL

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-04-26
  • FL RA
    APPROVED
    Since 2022-04-26

Branch Locations

2811 Ponce De Leon Boulevard Suite 900, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer And Co. Inc. Miami FL 01/2021 Present
Papa Johns Miami FL 08/2020 12/2020
Brown And Brown Insurance Miami FL 02/2020 06/2020
Pisco Y Nazca Miami FL 06/2016 03/2020
  • 01/2021 → Present
    Oppenheimer And Co. Inc.
    Miami, FL
  • 08/2020 → 12/2020
    Papa Johns
    Miami, FL
  • 02/2020 → 06/2020
    Brown And Brown Insurance
    Miami, FL
  • 06/2016 → 03/2020
    Pisco Y Nazca
    Miami, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-21
S63 Uniform Securities Agent State Law Examination 2022-02-12
  • S65 Uniform Investment Adviser Law Examination
    2022-04-21
  • S63 Uniform Securities Agent State Law Examination
    2022-02-12

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · CORAL GABLES, FL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Coral Gables, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL
ACCUMULATOR OPERATIONS LLC · CORAL GABLES, FL
021 INVESTMENTS LLC · MIAMI, FL
VIM WEALTH MANAGEMENT, LLC · CORAL GABLES, FL
CETERA INVESTMENT ADVISERS LLC · Coral Gables, FL
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