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4011 East Sunrise Drive, Tucson, AZ 85718 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-08-30 |
Branch Locations
4011 East Sunrise Drive, Tucson, AZ 85718 • United States
6929 E Greenway Parkway Suite 150, Scottsdale, AZ 85254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 01/2021 | 03/2022 |
| Hotel Valley Ho | Scottsdale | AZ | 12/2019 | 12/2020 |
| Fairmont Scottsdale Princess | Scottsdale | AZ | 11/2017 | 12/2019 |
| Fairmont Chateau Whistler | Whistler, British Columbia | 04/2015 | 09/2017 | |
| Tci Wealth Advisors, Inc. | Scottsdale | AZ | 03/2022 | 01/2025 |
| Tci Wealth Advisors, Inc. | Scottsdale | AZ | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 2021-02-22 |
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