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James Christopher Ferguson

Morgan Stanley

Orland Park, IL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-31
IL RA APPROVED 2024-08-30
  • TX RA
    APPROVED
    Since 2025-01-31
  • IL RA
    APPROVED
    Since 2024-08-30

Branch Locations

15341 South 94Th Avenue Suite 200, Orland Park, IL 60462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Orland Park IL 06/2024 Present
The University Of Alabama Tuscaloosa AL 01/2024 05/2024
The Houndstooth Sports Bar Tuscaloosa AL 01/2024 05/2024
Nxt Capital Chicago IL 06/2023 08/2023
Morgan Stanley Orland Park IL 05/2022 08/2022
Gibsons Restaurant Group Oak Brook IL 06/2021 08/2021
Morgan Stanley Orland Park IL 08/2020 07/2021
Centennial Park Aquatic Center Orland Park IL 03/2018 08/2020
University Of Alabama Tuscaloosa AL 08/2021 04/2022
N/A Tuscaloosa AL 09/2023 12/2023
N/A Orland Park IL 05/2012 02/2018
N/A Tuscaloosa AL 09/2022 04/2023
Morgan Stanley Private Bank, N.A New York NY 11/2024 Present
  • 06/2024 → Present
    Morgan Stanley
    Orland Park, IL
  • 01/2024 → 05/2024
    The University Of Alabama
    Tuscaloosa, AL
  • 01/2024 → 05/2024
    The Houndstooth Sports Bar
    Tuscaloosa, AL
  • 06/2023 → 08/2023
    Nxt Capital
    Chicago, IL
  • 05/2022 → 08/2022
    Morgan Stanley
    Orland Park, IL
  • 06/2021 → 08/2021
    Gibsons Restaurant Group
    Oak Brook, IL
  • 08/2020 → 07/2021
    Morgan Stanley
    Orland Park, IL
  • 03/2018 → 08/2020
    Centennial Park Aquatic Center
    Orland Park, IL
  • 08/2021 → 04/2022
    University Of Alabama
    Tuscaloosa, AL
  • 09/2023 → 12/2023
    N/A
    Tuscaloosa, AL
  • 05/2012 → 02/2018
    N/A
    Orland Park, IL
  • 09/2022 → 04/2023
    N/A
    Tuscaloosa, AL
  • 11/2024 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-30
  • S66 Uniform Combined State Law Examination
    2024-08-30
Other Names
  • Jimmy Ferguson
  • James Christopher Ferguson
  • James C Ferguson

View on SEC IAPD

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CHRISTINA A Valtierra
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MARK ANTHONY GIOVANAZZI
DEBRA J BAKER
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Other Offices

OSAIC WEALTH, INC. · Orland Park, IL
CETERA INVESTMENT ADVISERS LLC · ORLAND PARK, IL
W&S BROKERAGE SERVICES, INC. · ORLAND PARK, IL
WAVE & BREAKOUT L.L.C. · ORLAND PARK, IL
HIGHPOINT PLANNING PARTNERS · ORLAND PARK, IL
WELLS FARGO CLEARING SERVICES, LLC · ORLAND PARK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ORLAND PARK, IL
AMERIPRISE FINANCIAL SERVICES, LLC · ORLAND PARK, IL

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