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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-31
CA RA APPROVED 2022-10-26
  • TX RA
    APPROVED
    Since 2022-10-31
  • CA RA
    APPROVED
    Since 2022-10-26

Branch Locations

101 S Rodeo Dr, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc. New York NY 01/2021 07/2022
Triplemint Brokerage New York NY 05/2019 08/2019
Bonobos New York NY 09/2019 04/2021
Highland Premiere Los Angeles CA 05/2018 08/2018
New York University New York NY 08/2016 05/2020
Full-Time Student Los Angeles CA 08/2010 05/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 08/2022 Present
Bank Of America, N.A. Los Angeles CA 10/2022 Present
  • 01/2021 → 07/2022
    New York, NY
  • 05/2019 → 08/2019
    Triplemint Brokerage
    New York, NY
  • 09/2019 → 04/2021
    Bonobos
    New York, NY
  • 05/2018 → 08/2018
    Highland Premiere
    Los Angeles, CA
  • 08/2016 → 05/2020
    New York University
    New York, NY
  • 08/2010 → 05/2020
    Full-Time Student
    Los Angeles, CA
  • 08/2022 → Present
    Los Angeles, CA
  • 10/2022 → Present
    Bank Of America, N.A.
    Los Angeles, CA
Previous Registrations
Other Businesses

Outside Fixed Business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-13
  • S66 Uniform Combined State Law Examination
    2021-03-13

View on SEC IAPD

Other Firms

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