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Caryn Leslie Schwartzberg

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-08-15
PA RA APPROVED 2021-11-09
TX RA APPROVED 2021-11-09
  • NJ RA
    APPROVED
    Since 2023-08-15
  • PA RA
    APPROVED
    Since 2021-11-09
  • TX RA
    APPROVED
    Since 2021-11-09

Branch Locations

100 Vanguard Blvd., Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Randstad Malvern PA 01/2021 08/2021
The Vanguard Group, Inc. Malvern PA 08/2021 Present
Cirillo Cosmetic Dermatology Spa Rosemont PA 03/2014 03/2020
Unemployed Bala Cynwyd PA 03/2020 01/2021
  • 01/2021 → 08/2021
    Randstad
    Malvern, PA
  • 08/2021 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 03/2014 → 03/2020
    Cirillo Cosmetic Dermatology Spa
    Rosemont, PA
  • 03/2020 → 01/2021
    Unemployed
    Bala Cynwyd, PA
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-08
  • S66 Uniform Combined State Law Examination
    2021-11-08
Other Names
  • Caryn Leslie Milbauer
  • Caryn Schwartzberg

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Paoli, PA
MVO PRIVATE WEALTH, LLC · MALVERN, PA
LPL FINANCIAL LLC · Malvern, PA
TRAYNOR CAPITAL MANAGEMENT · MALVERN, PA
NORTHEAST ADVISERS, INC. · PAOLI, PA
HARVEST FINANCIAL PARTNERS · PAOLI, PA

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