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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-12-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Houston | TX | 01/2021 | Present |
| Echo Maintenance | Port Arthur | TX | 11/2020 | 12/2020 |
| Turn2 Specialty Companies | Houston | TX | 06/2020 | 11/2020 |
| Southwestern Farms | Kirbyville | TX | 02/2019 | 06/2020 |
| Acme Truck Lines | Beaumont | TX | 07/2017 | 12/2018 |
| Cardinal Moving | Lumberton | TX | 11/2016 | 07/2017 |
| Southwestern Farms | Kirbyville | TX | 10/2015 | 10/2016 |
| Nylife Securities Llc | Houston | TX | 08/2021 | Present |
| Eagle Strategies Llc | Beaumont | TX | 12/2023 | Present |
[Insurance brokering; appointed with various outside insurance carriers for the purpose of brokering non registered insurance products.; 21021 Springbrook Plaza Dr., Suite 210, Spring, Tx, 77379; Start Date 07/2023; Role/Title: Insurance Broker; Investment Related; 10 hours per month; 10 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 2021-09-21 |
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