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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-09-18 |
| TX | RA | APPROVED_RES | 2024-09-11 |
Branch Locations
3405 W Dr. Martin Luther King Jr. Blvd Suite 300, Tampa, FL 33607 • United States
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Taylor Financial | Tampa | FL | 06/2016 | 01/2021 |
| Corning Inc. | Corning | NY | 05/2019 | 08/2019 |
| Corning Inc | Corning | NY | 05/2018 | 08/2018 |
| Miami University | Oxford | OH | 06/2016 | 01/2019 |
| Massmutual/Taylor Financial | Tampa | FL | 12/2020 | 02/2022 |
| Mml Investors Services | Tampa | FL | 01/2021 | 02/2022 |
| Town Of Big Flats | Big Flats | NY | 06/2017 | 08/2017 |
| University Of Tampa | Tampa | FL | 01/2019 | 05/2021 |
| Td Bank N.A. | Brandon | FL | 05/2022 | 08/2024 |
| Td Private Client Wealth Llc | Brandon | FL | 05/2022 | 08/2024 |
| Fisher Investments | Tampa | FL | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-02 |
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