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Seth Aaron Keith

LPl Financial LLC

Owasso, OK

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2022-12-19
  • OK RA
    APPROVED
    Since 2022-12-19

Branch Locations

8601 North Garnett, Owasso, OK 74055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ryans Lawn And Tree Broken Arrow OK 06/2017 08/2017
Integrity Customs Auto Customizations Tulsa OK 06/2018 08/2018
Spring Valley Rod And Gun Club Gravette AR 10/2019 01/2020
Spring Valley Rod And Gun Club Gravette AR 11/2020 12/2020
First Bank Of Owasso Owasso OK 01/2021 Present
Oklahoma State University Stillwater OK 08/2016 05/2021
Lpl Financial Llc Owasso OK 01/2021 Present
  • 06/2017 → 08/2017
    Ryans Lawn And Tree
    Broken Arrow, OK
  • 06/2018 → 08/2018
    Integrity Customs Auto Customizations
    Tulsa, OK
  • 10/2019 → 01/2020
    Spring Valley Rod And Gun Club
    Gravette, AR
  • 11/2020 → 12/2020
    Spring Valley Rod And Gun Club
    Gravette, AR
  • 01/2021 → Present
    First Bank Of Owasso
    Owasso, OK
  • 08/2016 → 05/2021
    Oklahoma State University
    Stillwater, OK
  • 01/2021 → Present
    Lpl Financial Llc
    Owasso, OK
Other Businesses

1) 10/2021- First Financial Services- DBA for LPL Business (entity for LPL business)- inv related- Owasso, OK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-17
  • S66 Uniform Combined State Law Examination
    2022-12-17

View on SEC IAPD

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Other Investors

DAVID RUSSELL ST. JOHN
MELANIE CARROLL HASTY-GRANT
KENNETH DON GRANT
Jeffrey Lou Stumpff
Evan K Gibson
Dale Jordan Alimena
STEPHEN BRETT WHITE
MICHAEL KENT WHITE

Other Offices

CETERA INVESTMENT ADVISERS LLC · OWASSO, OK
CWM, LLC · Tulsa, OK
EDWARD JONES · Owasso, OK
EDWARD JONES · OWASSO, OK
GWN SECURITIES INC. · OWASSO, OK
COMMONWEALTH FINANCIAL NETWORK · Owasso, OK
EDWARD JONES · OWASSO, OK
J.P. MORGAN SECURITIES LLC · Owasso, OK

More in Owasso, OK

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