Daniel Craig Guarnieri

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-12-06
GA	RA	APPROVED	2023-11-20

TX RA
APPROVED_RES

Since 2023-12-06
GA RA
APPROVED

Since 2023-11-20

Branch Locations

2400 Lakeview Parkway Suite 300, Alpharetta, GA 30009 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
E*Trade Securities Llc	Alpharetta	GA	07/2020	12/2023
Children's Healthcare Of Atlanta	Atlanta	GA	11/2014	01/2020
Price Industries Incorporated	Suwanee	GA	03/2020	04/2020
Morgan Stanley	Alpharetta	GA	12/2023	Present

07/2020 → 12/2023

E*Trade Securities Llc

Alpharetta, GA
11/2014 → 01/2020

Children's Healthcare Of Atlanta

Atlanta, GA
03/2020 → 04/2020

Price Industries Incorporated

Suwanee, GA
12/2023 → Present

Morgan Stanley

Alpharetta, GA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-11-16
S63	Uniform Securities Agent State Law Examination	2022-09-02

S65 Uniform Investment Adviser Law Examination

2023-11-16
S63 Uniform Securities Agent State Law Examination

2022-09-02

Other Names

Daniel Guarnieri
Daniel C Guarnieri

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews