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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-02-05 |
Branch Locations
300 Corporate Pkwy Suite 216N, Amherst, NY 14226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services Llc | New York | NY | 07/2022 | 01/2023 |
| Mass Mutual Life Insurance Company | New York | NY | 10/2021 | 01/2023 |
| Northwestern Mutual Life Insurance Company | Tampa | FL | 03/2021 | 10/2021 |
| Bestself Behavioral Health | Buffalo | NY | 11/2019 | 01/2021 |
| Shango Wine Bistro | Buffalo | NY | 01/2018 | 11/2019 |
| University At Buffalo | Buffalo | NY | 08/2015 | 05/2019 |
| Cadaret, Grant & Co., Inc. | Amherst | NY | 02/2023 | 11/2024 |
| Wny Asset Management, Llc | Williamsville | NY | 03/2024 | 11/2024 |
| Spectrum Wealth Management | Williamsville | NY | 03/2023 | 11/2024 |
| Northwestern Mutual Investment Services, Llc | Williamsville | NY | 12/2020 | 08/2021 |
| Mml Investors Services Llc | Buffalo | NY | 02/2025 | Present |
| Mass Mutual Life Insurance Company | Buffalo | NY | 02/2025 | Present |
| Unemployed | Buffalo | NY | 11/2024 | 01/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-04 |
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