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Michael Dennis Ives

Equity Services, Inc.

Williamsburg, VA

Roanoke, VA

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Current Employers
Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-01-09
  • VA RA
    APPROVED
    Since 2026-01-09

Branch Locations

358 Mclaws Circle Suite 4, Williamsburg, VA 23185 • United States

4401 Starkey Road Po Drawer 21209, Roanoke, VA 24018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knights Of Columbus Insurance New Haven CT 08/2020 01/2026
Hampton Roads Communication Technologies Portsmouth VA 07/2015 08/2020
Knights Of Columbus Asset Advisors New Haven CT 01/2021 01/2026
National Life Group Williamsburg VA 01/2026 Present
Equity Services Inc Montpelier VT 01/2026 Present
  • 08/2020 → 01/2026
    Knights Of Columbus Insurance
    New Haven, CT
  • 07/2015 → 08/2020
    Hampton Roads Communication Technologies
    Portsmouth, VA
  • 01/2021 → 01/2026
    Knights Of Columbus Asset Advisors
    New Haven, CT
  • 01/2026 → Present
    National Life Group
    Williamsburg, VA
  • 01/2026 → Present
    Montpelier, VT
Previous Registrations
Other Businesses

*CORNERSTONE ADVISOR GROUP LLC, 358 MCLAWS CIRCLE, SUITE 4, WILLIAMSBURG, VA, 23185, ONGOING, INV REL, 01/2026, INSURANCE, AGENT, DURING TRD/HRS, 15%*KING BROKERAGE OF VIRGINIA LLC, 358 MCLAWS CIRCLE, SUITE 4, WILLIAMSBURG, VA, 23185, ONGOING, INV REL, 01/2026, BROKERAGE, PRODUCER, PROVIDE ACCESS TO ALT INS PRODUCTS NOT CARRIED THROUGH DIRECT AFFILIATIONS, DURING TRD/HRS, 5%*THE IVES PRACTICE LLC, 358 MCLAWS CIRCLE, SUITE 4, WILLIAMSBURG, VA, 23185, ONGOING, INV REL, 12/2025, OWNER, SELL INS AND FINANCIAL PRODUCTS, DURING TRD/HRS, 20%*CAG TAX SERVICES LLC, 358 MCLAWS CIRCLE, SUITE 4, WILLIAMSBURG, VA, 23185 , ONGOING, INV REL, TAX PREPARATION, BOOKKEEPING, NOT DURING TRD/HRS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-03
  • S65 Uniform Investment Adviser Law Examination
    2023-02-03
Other Names
  • Mike Ives
  • Michael Ives

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