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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2025-12-10 |
Branch Locations
1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services, Inc. | Washington | DC | 01/2005 | 05/2018 |
| Charles Schwab & Co., Inc. | Cheyenne | WY | 06/2018 | 12/2020 |
| Ubs Financial Services, Inc. | Washington | DC | 03/2021 | 10/2022 |
| Rbc Capital Markets, Llc | Washington | DC | 10/2022 | 11/2025 |
| Ubs Financial Services, Inc. | Washington | DC | 11/2025 | Present |
1)GARY CUNDALL-AUTHOR / 4208 14th Street NE Washington, DC 20017 / OTHER / OTHER HISTORY AND HUMOR / I WILL WRITE HISTORY/HUMOR BOOKS AND SEEK A PUBLISHER OR SELF PUBLISH-I UNDERSTAND THAT EACH BOOK WILL NEED TO BE SUBMITTED FOR REVIEW PRIOR TO PUBLICATION. / OTHER AUTHOR / AUTHOR / START DATE 06/11/2012. 2)Prager Ranches, Inc. / P.O. Box 480 Douglas, Wyoming 82263 / Co-operation/ Agriculture & Livestock / Agriculture-Ranching / Other / shareholder / I am a shareholder and am partially responsible for decisions involving the overall management of the ranching operation. / Start Date 4/9/2015 3)NAME OF ENTITY: Prager Ranches Inc ADDRESS: P.O. Box 480 Douglas, WY 82633 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Family Ranch START DATE: 09.07.23 CAPACITY: Officer, Director, Elected Official (Non-Political Office) DUTIES: I will act in the capacity of president to lead meetings. HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-23 |
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