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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-12-11
  • CO RA
    APPROVED
    Since 2025-12-11

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Colorado Springs, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwfs Equities, Inc Denver CO 01/2021 Present
Southern Glazer's Wine & Spirits Syosset NY 08/2012 07/2020
Unemployed New York NY 07/2020 01/2021
Empower Advisory Group, Llc Greenwood Village CO 11/2025 Present
  • 01/2021 → Present
    Gwfs Equities, Inc
    Denver, CO
  • 08/2012 → 07/2020
    Southern Glazer's Wine & Spirits
    Syosset, NY
  • 07/2020 → 01/2021
    Unemployed
    New York, NY
  • 11/2025 → Present
    Greenwood Village, CO
Other Businesses

Carboy Winery. Investment Related: No. Wine Specialist/ Server in a Tasting Room. Hours/month: 40. During business hours: 0. I will serve a small room with 12 tables and a bar pours of wine- I will present wine pairing suggestions, wine flight explanations and wine recommendations based on taste and preference. I will use a Point of Sale system to enter orders from customers and will handle money/payments. I will be keeping the bar and tasting room area tidy and clean while I am working.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-21
S63 Uniform Securities Agent State Law Examination 2021-01-23
  • S66 Uniform Combined State Law Examination
    2025-11-21
  • S63 Uniform Securities Agent State Law Examination
    2021-01-23

View on SEC IAPD

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