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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2018-12-18 |
Branch Locations
5900 Rowland Rd, Minnetonka, MN 55343 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Princor Financial Services Corporation | Minnetonka | MN | 06/2006 | 12/2018 |
| Principal Life Insurance Company | Minnetonka | MN | 06/2006 | 12/2018 |
| Jmsc Futurity | Minnetonka | MN | 09/2014 | 10/2017 |
| Guidepoint Payroll Solutions | Minnetonka | MN | 03/2015 | 10/2017 |
| Clairmont Financial Group Llc | Minnetonka | MN | 05/2015 | 10/2017 |
| Nesbit Agencies Insurance Services | Minnetonka | MN | 11/2015 | Present |
| Kestra Investment Services, Llc | Minnetonka | MN | 12/2018 | Present |
| Kestra Advisory Services, Llc | Minnetonka | MN | 12/2018 | Present |
Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2 Ste. 400 Austin TX 78735 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Rep Start Date: 12/18/2018 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: act as a rep Business Name: Nesbit Financial Investment Related: Yes Address: 5900 Rowland Rd Minnetonka MN 55343 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: President of Retirement Plan Solutions Start Date: 12/18/2018 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: Overseeing all opertaion
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-12 |
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