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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2020-12-02
DC RA APPROVED 2009-01-06
TX RA APPROVED_RES 2008-12-19
  • VA RA
    APPROVED
    Since 2020-12-02
  • DC RA
    APPROVED
    Since 2009-01-06
  • TX RA
    APPROVED_RES
    Since 2008-12-19

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

Great Falls, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 12/2008 Present
Bank Of America, N.A. Washington DC 12/2009 Present
Previous Registrations
  • 2006-02-21 → 2008-12-20
    Wheeling, WV
    Washington, DC
    New York, NY
  • 2005-05-04 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Wheeling, WV
Other Businesses

I*665257 For profit or not for profit: Name of outside business organization: Great Falls Woods HOA Investment related: N Address of business: Great Falls, VA, 22066 Nature of business: ["HOA, Co-op, Freehold"] Position, title, association: ["Board Member"], Start date of relationship: 1/1/2022 Number of hours devoted: 20 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , This is one of three Board positions on my home owners association. the Great Falls Woods HOA. Ours is a small 36 home community..

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-29
  • S66 Uniform Combined State Law Examination
    2005-04-29

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