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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-05 |
| IN | RA | APPROVED | 2021-03-29 |
Branch Locations
200 Nibco Parkway Suite 300, Elkhart, IN 46516 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Apex Energy Solutions | Elkhart | IN | 05/2017 | 01/2022 |
| Apex Energy Solutions | Zionsville | IN | 06/2012 | 05/2017 |
| Stifel, Nicolaus & Company, Incorporated | Elkhart | IN | 01/2022 | Present |
1. Make a Wish OKI; 6201 Corporate Dr, Ste 100, Indianapolis, IN 46278; Granting wishes to kids with critical illnesses; Northern Indiana Council Member; Advise the fundraising, donations and wish granting to make a wish kids in Northern Indiana; 09/21/2021; 40 Hours per Year; During securities trading hours; Not Investment-Related. 2. CAPS (Child and Parent Services); 1000 W. Hivley Avenue, Elkhart, IN 46517; non profit, support families to ensure that every child lives a life free from abuse and neglect; Board member and task force committee member; Advise on the board. Organize, plan and execute on major fundraising events; 05/10/2023; 40 Hours per Year; Not during securities trading hours; Not Investment-Related. 3. Hemmick Hardware; 2624 E. Jackson Blvd Elkhart, IN 46516; Commercial Supply of Cutting Tools; Co Owner; It is a new business purchased with my spouse. My duties will simply be oversight and strategic planning; 01/01/2026; 1hr/wk; Not during securities trading hours; Not investment related 4. Beacon Health Foundation; 615 N. Michigan Street South Bend, IN 46601; Fundraising Support for all of Beacon Health System; Board Member; 6 meetings per month and support on committees as needed; 07/16/2026; 2hrs/mth; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-26 |
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