Best Investors Account Sign in

Michael Robert Ceccherelli

Charles Schwab & Co., Inc.

Mt Kisco, NY

Poughkeepsie, NY

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-02-21
  • NY RA
    APPROVED
    Since 2024-02-21

Branch Locations

77 South Moger Ave, Mt Kisco, NY 10549 • United States

2645 South Road Suite 1, Poughkeepsie, NY 12601-6857 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc/Morgan Stanley Smith Barney New York NY 02/2022 08/2023
Dillon Hill Capital Llc Armonk NY 10/2011 02/2022
Fairview Country Club Greenwich CT 04/2004 11/2019
Morgan Stanley New York NY 01/2023 02/2024
E*Trade Securities Llc/Morgan Stanley Smith Barney New York NY 08/2023 02/2024
Charles Schwab & Co., Inc. Poughkeepsie NY 02/2024 Present
Charles Schwab Bank, Ssb Poughkeepsie NY 02/2024 Present
  • 02/2022 → 08/2023
    E*Trade Securities Llc/Morgan Stanley Smith Barney
    New York, NY
  • 10/2011 → 02/2022
    Dillon Hill Capital Llc
    Armonk, NY
  • 04/2004 → 11/2019
    Fairview Country Club
    Greenwich, CT
  • 01/2023 → 02/2024
    Morgan Stanley
    New York, NY
  • 08/2023 → 02/2024
    E*Trade Securities Llc/Morgan Stanley Smith Barney
    New York, NY
  • 02/2024 → Present
    Charles Schwab & Co., Inc.
    Poughkeepsie, NY
  • 02/2024 → Present
    Charles Schwab Bank, Ssb
    Poughkeepsie, NY
Previous Registrations
  • 2023-09-05 → 2024-02-15
    Morgan Stanley
    New York, NY
    Melville, NY
  • 2022-08-16 → 2023-09-05
    Harrisdirect Llc
    Arlington, VA
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-16
  • S66 Uniform Combined State Law Examination
    2022-08-16
Other Names
  • Mike Ceccherelli
  • Michael R Ceccherelli
  • M R Ceccherelli

View on SEC IAPD

Other Firms

KEY INVESTMENT SERVICES LLC
J.P. MORGAN SECURITIES LLC
INTERSTATE FINANCIAL GROUP, INC.
EDWARD JONES
DSM CAPITAL PARTNERS
OSAIC WEALTH, INC.
CLARITY INVESTMENTS + PLANNING LLC
KESTRA ADVISORY SERVICES, LLC

Other Investors

Michael Paul Montaldo
Allie Lehman
Matthew Aquino
Anthony Joseph Viviano
RICHARD COSSA
JOHN MADISON ROTH
Gary Marzotto
Edward Denis Quick

Other Offices

CHARLES SCHWAB & CO., INC. · MOUNT KISCO, NY
KEY INVESTMENT SERVICES LLC · MT. KISCO, NY
J.P. MORGAN SECURITIES LLC · Mount Kisco, NY
J.P. MORGAN SECURITIES LLC · MOUNT KISCO, NY
INTERSTATE FINANCIAL GROUP, INC. · MT. KISCO, NY
EDWARD JONES · MT KISCO, NY
DSM CAPITAL PARTNERS · MOUNT KISCO, NY
OSAIC WEALTH, INC. · MOUNT KISCO, NY

More in Mt Kisco, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor