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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-02 |
| TX | RA | APPROVED | 2023-06-01 |
Branch Locations
1 Lower Ragsdale Dr Bldg 1 Ste 100, Monterey, CA 93940 • United States
Salinas, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc. | Carmel | CA | 11/2020 | 06/2023 |
| Coastal Dispensary | Santa Barbara | CA | 02/2019 | 06/2020 |
| Genuine Restaurant Concepts (Brophy Brothers, Benchmark Eatery) | Santa Barbara | CA | 01/2014 | 06/2017 |
| New Level Collective | Santa Barbara | CA | 06/2017 | 12/2018 |
| Shine | Santa Barbara | CA | 06/2020 | 10/2020 |
| Ameriprise Financial Services, Llc | Monterey | CA | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-06 |
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