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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-02
TX RA APPROVED 2023-06-01
  • CA RA
    APPROVED
    Since 2023-06-02
  • TX RA
    APPROVED
    Since 2023-06-01

Branch Locations

1 Lower Ragsdale Dr Bldg 1 Ste 100, Monterey, CA 93940 • United States

Salinas, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc. Carmel CA 11/2020 06/2023
Coastal Dispensary Santa Barbara CA 02/2019 06/2020
Genuine Restaurant Concepts (Brophy Brothers, Benchmark Eatery) Santa Barbara CA 01/2014 06/2017
New Level Collective Santa Barbara CA 06/2017 12/2018
Shine Santa Barbara CA 06/2020 10/2020
Ameriprise Financial Services, Llc Monterey CA 06/2023 Present
  • 11/2020 → 06/2023
    Carmel, CA
  • 02/2019 → 06/2020
    Coastal Dispensary
    Santa Barbara, CA
  • 01/2014 → 06/2017
    Genuine Restaurant Concepts (Brophy Brothers, Benchmark Eatery)
    Santa Barbara, CA
  • 06/2017 → 12/2018
    New Level Collective
    Santa Barbara, CA
  • 06/2020 → 10/2020
    Shine
    Santa Barbara, CA
  • 06/2023 → Present
    Monterey, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-06
  • S66 Uniform Combined State Law Examination
    2021-03-06
Other Names
  • John V Giammanco

View on SEC IAPD

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