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Oscar Maldonado

Morgan Stanley

Modesto, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-23
CA RA APPROVED 2024-08-08
  • TX RA
    APPROVED
    Since 2024-08-23
  • CA RA
    APPROVED
    Since 2024-08-08

Branch Locations

1020 10Th Street 2Nd Floor, Modesto, CA 95354 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 04/2021 10/2021
Mcdonald's Livingston CA 08/2013 10/2016
Ups Ceres CA 10/2016 12/2016
Merced Cal-Soap Merced CA 01/2017 06/2017
Wells Fargo Merced CA 07/2017 04/2019
Farmers Insurance Group Federal Credit Union Merced CA 08/2019 11/2020
Pacific Advisors Fresno CA 12/2020 04/2021
California State University Stanislaus Turlock CA 08/2013 05/2019
Vanguard Marketing Corporation Scottsdale AZ 11/2021 01/2022
Wells Fargo Clearing Services, Llc San Francisco CA 04/2022 06/2024
Morgan Stanley Modesto CA 07/2024 Present
  • 04/2021 → 10/2021
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 08/2013 → 10/2016
    Mcdonald's
    Livingston, CA
  • 10/2016 → 12/2016
    Ups
    Ceres, CA
  • 01/2017 → 06/2017
    Merced Cal-Soap
    Merced, CA
  • 07/2017 → 04/2019
    Wells Fargo
    Merced, CA
  • 08/2019 → 11/2020
    Farmers Insurance Group Federal Credit Union
    Merced, CA
  • 12/2020 → 04/2021
    Pacific Advisors
    Fresno, CA
  • 08/2013 → 05/2019
    California State University Stanislaus
    Turlock, CA
  • 11/2021 → 01/2022
    Vanguard Marketing Corporation
    Scottsdale, AZ
  • 04/2022 → 06/2024
    Wells Fargo Clearing Services, Llc
    San Francisco, CA
  • 07/2024 → Present
    Morgan Stanley
    Modesto, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-28
S63 Uniform Securities Agent State Law Examination 2021-09-03
  • S65 Uniform Investment Adviser Law Examination
    2022-10-28
  • S63 Uniform Securities Agent State Law Examination
    2021-09-03

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.
OSAIC WEALTH, INC.
U.S. BANCORP ADVISORS, LLC

Other Investors

TODD E BARTON
KATRINA M MORGANSON
JESSE G CORTEZ
CALVIN L HEIM
BRIAN WAYNE STEVENS
VICKY M JOHNSON
CORY ALAN KELLY
ANGELO MICHAEL GIANNOSA

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · MODESTO, CA
LPL FINANCIAL LLC · MODESTO, CA
PRINCIPAL SECURITIES, INC. · MODESTO, CA
LPL FINANCIAL LLC · MODESTO, CA
INTEGRAL WEALTH MANAGEMENT · Modesto, CA
OLIVEIRA WEALTH · MODESTO, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Modesto, CA
OSAIC WEALTH, INC. · MODESTO, CA

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