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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-05-02 |
| CT | RA | APPROVED | 2023-04-25 |
| NY | RA | APPROVED | 2021-04-27 |
Branch Locations
One Fawcett Place 3Rd Floor, Greenwich, CT 06830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 01/2021 | Present |
| Allen J. Reyen, Inc. | Stamford | CT | 01/2020 | 12/2020 |
| Metrix Marketing, Inc. | Rochester | NY | 09/2018 | 05/2019 |
| Argus Investor's Counsel, Inc. | Stamford | CT | 05/2018 | 08/2018 |
| Argus Investor's Counsel, Inc. | Stamford | CT | 05/2017 | 08/2017 |
| Suny Geneseo | Geneseo | NY | 08/2015 | 12/2018 |
| Unemployed | Pound Ridge | NY | 05/2019 | 12/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-01 |
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