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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-05-29 |
| NJ | RA | APPROVED | 2022-10-06 |
| PA | RA | APPROVED | 2022-01-20 |
| TX | RA | APPROVED | 2022-01-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Malvern | PA | 10/2021 | Present |
| Saint Joseph's University | Philadelphia | PA | 08/2014 | 05/2019 |
| Greate Bay Country Club | Somers Point | NJ | 06/2015 | 08/2017 |
| Saint Joseph's University Learning Resources | Philadelphia | NJ | 01/2017 | 12/2017 |
| Emerald Asset Management | King Of Prussia | PA | 09/2017 | 12/2017 |
| Mantua School District | Mantua | NJ | 09/2018 | 01/2019 |
| Orbit Energy | Mantua | NJ | 10/2020 | 12/2020 |
| North Western Mutual | Philadelphia | PA | 01/2021 | 04/2021 |
| Unemployed | Mantua | NJ | 04/2020 | 09/2020 |
| Heart Of A Champion Llc | Mantua | NJ | 07/2019 | Present |
| Independent Contractor | Mantua | NJ | 01/2017 | 07/2019 |
| Jaws Marketing | Mantua | NJ | 07/2019 | 02/2020 |
| Independent Contractor | Mantua | NJ | 11/2020 | Present |
| Self-Employed | Mantua | NJ | 01/2023 | Present |
| Vanguard Marketing Corporation | Malvern | PA | 10/2021 | Present |
| Vanguard Advisers, Inc. | Malvern | PA | 10/2021 | Present |
1)NAME OF BUSINESS: Life and Health Insurance License INVESTMENT RELATED ADDRESS (City/State): Mantua NJ NATURE OF BUSINESS: Insurance POSITION: license holder START DATE (Month/Year): n/a APPROXIMATE HOURS PER MONTH: 0 NUMIBER OF HOURS DURING TRADING HOURS: 0 DUTIES: Maintain only 2)NAME OF BUSINESS: LTC and Disability Insurance License INVESTMENT RELATED ADDRESS (City/State): Mantua NJ NATURE OF BUSINESS: LTC and Disability Insurance POSITION: NA START DATE (Month/Year): n/a APPROXIMATE HOURS PER MONTH: 0 NUMIBER OF HOURS DURING TRADING HOURS: 0 DUTIES: Maintain only 3)NAME OF BUSINESS: Hearth of a Champion LLC NOT INVESTMENT RELATED ADDRESS (City/State): Mantua NJ NATURE OF BUSINESS: basketball camp POSITION: Owner START DATE (Month/Year): 07/19 APPROXIMATE HOURS PER MONTH: 1 NUMIBER OF HOURS DURING TRADING HOURS: 0 DUTIES: Admin duties and coaching duties of the basketball camp 4)NAME OF BUSINESS: JAWS Marketing LLC NOT INVESTMENT RELATED ADDRESS (City/State): Mantua NJ NATURE OF BUSINESS: Sales POSITION: Sales Associate/Bartender/Server START DATE (Month/Year): 11/2016 APPROXIMATE HOURS PER MONTH: 10 NUMIBER OF HOURS DURING TRADING HOURS: 0 DUTIES: customer service 5)NAME OF BUSINESS: Self Employed NON-INVESTMENT RELATED ADDRESS (City/State): Mantua, NJ NATURE OF BUSINESS: E-Commerce POSITION: Online Seller START DATE: 01/2023 APPROX. HOURS PER MONTH: 5 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Sell items on online marketplace
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-14 |
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