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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-01-31
TX RA APPROVED 2022-01-31
  • MO RA
    APPROVED
    Since 2022-01-31
  • TX RA
    APPROVED
    Since 2022-01-31

Branch Locations

12300 Old Tesson Rd, Saint Louis, MO 63128 • United States

Ellisville, MO • United States

1515 Des Peres Rd, St Louis, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Inmoment/Maritzcx Fenton MO 04/2000 06/2021
Thrivent Investment Management Inc St Louis MO 06/2021 Present
Thrivent Financial Appleton WI 09/2021 11/2021
Thrivent Financial Appleton WI 11/2021 Present
  • 04/2000 → 06/2021
    Inmoment/Maritzcx
    Fenton, MO
  • 06/2021 → Present
    St Louis, MO
  • 09/2021 → 11/2021
    Thrivent Financial
    Appleton, WI
  • 11/2021 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

OPERATOR STANDARD POSITION: Operator Standard Partner NATURE: It is focused on helping entrepreneurs grow a business or simply for an individual to learn how to become more disciplined in any aspect of life. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 07/17/2026 ADDRESS: 2091 Fenton Logistics Blvd, Fenton MO 63026, United States DESCRIPTION: Share the program link for people to sign up if they are interested. WILDWOOD YMCA POSITION: Board Member NATURE: Providing education and activities for families. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 07/17/2026 ADDRESS: 2641 Highway 109, Wildwood MO 63040, United States DESCRIPTION: Participate in Monthly Board of Director Meetings and events that are at or sponsored by the Wildwood YMCA.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-29
S63 Uniform Securities Agent State Law Examination 2021-08-25
  • S66 Uniform Combined State Law Examination
    2022-01-29
  • S63 Uniform Securities Agent State Law Examination
    2021-08-25
Other Names
  • Stephanie Marie Paule

View on SEC IAPD

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