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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-11-17 |
Branch Locations
2200 Georgetown Dr Ste 200, Sewickley, PA 15143 • United States
3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-03-04 |
| TX | RA | APPROVED_RES | 2025-03-04 |
Branch Locations
107 Breckenridge Street Suite 3, Grove City, PA 16127 • United States
2200 Georgetown Dr Suite 200, Sewickley, PA 15143 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployment | Mars | PA | 09/2020 | 01/2021 |
| Pittsburgh Penguins (Dba Lemieux Group Llp) | Pittsburgh | PA | 08/2005 | 09/2020 |
| Thrivent Investment Management Inc | Allison Park | PA | 01/2021 | 12/2023 |
| Thrivent Financial | Appleton | WI | 03/2021 | 08/2021 |
| Thrivent Financial | Appleton | WI | 08/2021 | 12/2023 |
| Osaic Institutions, Inc | Meriden | CT | 01/2024 | 02/2025 |
| First Commonwealth Bank | Pittsburgh | PA | 01/2024 | 02/2025 |
| Lpl Financial Llc | Sewickley | PA | 03/2025 | Present |
| Stratos Wealth Partners, Ltd. | Sewickley | PA | 03/2025 | Present |
1) 2026-04-30 - Capitas Financial LLC/Pittsburgh Brokerage Service - Non-Variable Insurance - Y - 24 - 0 - at reported business location(s) - 2026-03-19 - Soliciting Life, Disability, and Fixed Annuity business as a Life Agent 2) 2025-03-04 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Stratos Wealth Partners - DBA for LPL Business (entity for LPL business) - Y - 160 - 40 - at reported business location(s) - 2025-03-03 - 3) 2025-03-12 - Stratos Wealth Partners - Registered Investment Advisor Hybrid - Y - 160 - 40 - at reported business location(s) - 2025-03-03 - 4) 2025-03-04 - PA West Soccer Referee - Outside/W-2 Employment - N - 10 - 0 - 11 Whitehead Ln #200, Monroeville, PA 15146 - 2025-03-03 -
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-12 |
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