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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-06-29
  • MN RA
    APPROVED
    Since 2023-06-29

Branch Locations

5801 Duluth Street, Ste 360, Golden Valley, MN 55422 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Carlsonsv, Llp Golden Valley MN 12/2003 Present
Csv Financial Advisors Llc Golden Valley MN 01/2021 Present
Cetera Wealth Services, Llc El Segundo CA 09/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 12/2003 → Present
    Carlsonsv, Llp
    Golden Valley, MN
  • 01/2021 → Present
    Csv Financial Advisors Llc
    Golden Valley, MN
  • 09/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: CARLSONSV, LLP INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: TAX PLANNING, PREPARATION & CONSULTING SERVICES START DATE: 12/2003 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: MANAGE GOLDEN VALLEY, MINNESOTA OFFICE. SUPERVISE OTHER CPA'S PROVIDING TAX PLANNING, PREPARATION & CONSULTING SERVICES TO INDIVIDUALS AND BUSINESSES IN THE UPPER MIDWEST; 2. NAME OF OTHER BUSINESS: CSV FINANCIAL ADVISORS LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: FINANCIAL ADVISOR START DATE: 1/2021 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR ONCE LICENSED;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-29
  • S66 Uniform Combined State Law Examination
    2021-11-29
Other Names
  • Matt Guyer

View on SEC IAPD

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