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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-06-29 |
Branch Locations
5801 Duluth Street, Ste 360, Golden Valley, MN 55422 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carlsonsv, Llp | Golden Valley | MN | 12/2003 | Present |
| Csv Financial Advisors Llc | Golden Valley | MN | 01/2021 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: CARLSONSV, LLP INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: TAX PLANNING, PREPARATION & CONSULTING SERVICES START DATE: 12/2003 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: MANAGE GOLDEN VALLEY, MINNESOTA OFFICE. SUPERVISE OTHER CPA'S PROVIDING TAX PLANNING, PREPARATION & CONSULTING SERVICES TO INDIVIDUALS AND BUSINESSES IN THE UPPER MIDWEST; 2. NAME OF OTHER BUSINESS: CSV FINANCIAL ADVISORS LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: FINANCIAL ADVISOR START DATE: 1/2021 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR ONCE LICENSED;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-29 |
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