Andrew Michael Sullivan

Current Employers

Employment History

• 12/2020 → 09/2025
  Avantax Advisory Services
  Lexington, SC
• 09/2016 → 10/2021
  Clawson And Staubes, Llc
  Charleston, SC
• 03/2013 → 09/2016
  Scott & Corley, Pa
  Columbia, SC
• 12/2020 → Present
  Douglass Financial, Llc
  Lexington, SC
• 04/2021 → 09/2025
  Avantax Investment Services, Inc.
  Lexington, SC
• 09/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA

Previous Registrations

• 2021-02-12 → 2025-09-08
  Avantax Advisory Services
  Lexington, SC
  Dallas, TX
  Columbia, SC

Other Businesses

1) Sullivan Law, LLC; Owner/Attorney; Sullivan Law, LLC is a legal practice offering primarily estate planning related services, including wills, simple trusts, probate and succession planning.; NIR; 20; 03/23/2021; Sullivan Law, LLC Lexington SC 29072; I am the single member and owner of the LLC.  My responsibilities include managing the business, overseeing the books and records, meeting and communicating with prospective clients, preparing legal documents on a client-by-client basis, filing with the appropriate court any required legal documents, and otherwise aiding clients with their estate planning needs. 2)Douglass Financial, LLC; Employee; ~; We work together with our clients to manage the risks of today while focusing on pursuing their goals for tomorrow. We do this by helping our clients discover and analyze their present pattern of managing risks and conducting their financial affairs. We then encourage clients to eliminate unhealthy, self-defeating behaviors and embrace a proactive approach to their money. We accomplish this by working together to formulate a detailed, goal-oriented plan. This includes, but is not limited to, investment, retirement, insurance and tax strategies. All Investments will be completed through Avantax.; IR; 130; 02/01/2021; 123-C Library Hill Lane Lexington SC 29072; ~; Meet with clients. Provide financial planning services and guidance, including investment strategies. Review client portfolios. Assist clients and employer in tax preparation services, when necessary. All Investments will be completed through Avantax.

Exams

• S63 Uniform Securities Agent State Law Examination
  2021-07-14
• S65 Uniform Investment Adviser Law Examination
  2021-02-12

Other Names

• Andrew M Sullivan
• Andrew Michael Sullivan