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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2022-03-03
  • IA RA
    APPROVED
    Since 2022-03-03

Branch Locations

12100 Meredith Dr Ste 103E, Urbandale, IA 50322 • United States

Waukee, IA • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

1126 2Nd Street, Perry, IA 50220 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Financial West Des Moins IA 09/2018 Present
Student Waukee IA 08/2001 05/2018
Kestra Investment Services, Llc Perry IA 12/2020 Present
Unemployed Waukee IA 05/2018 09/2018
Kestra Advisory Services, Llc Perry IA 03/2022 Present
  • 09/2018 → Present
    Wells Fargo Financial
    West Des Moins, IA
  • 08/2001 → 05/2018
    Student
    Waukee, IA
  • 12/2020 → Present
    Kestra Investment Services, Llc
    Perry, IA
  • 05/2018 → 09/2018
    Unemployed
    Waukee, IA
  • 03/2022 → Present
    Perry, IA
Other Businesses

Name: Generations Wealth Advisors LLC Investment Related: Yes Address: 1126 2nd Street Perry IA 50220 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Financial planning director Start Date: 1/1/2021 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Financial planning and investments Name: GENERATIONS WEALTH ADVISORS POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 10/01/2021 ADDRESS: 1126 2nd St, Perry IA 50220, United States DESCRIPTION: Selling Life Insurance Name: DALLAS COUNTY HOSPITAL FOUNDATION BOARD POSITION: Board Member / Treasurer NATURE: Board position INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2025 ADDRESS: 610 10th St, Perry IA 50220, United States DESCRIPTION: Attend Meetings / discuss hospital proceedings / needs

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-25
S63 Uniform Securities Agent State Law Examination 2021-06-04
  • S66 Uniform Combined State Law Examination
    2022-02-25
  • S63 Uniform Securities Agent State Law Examination
    2021-06-04
Other Names
  • Alexander Sturm

View on SEC IAPD

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