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Roman Gabriel Balogh

Sera Capital Management, LLC

Annapolis, MD

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Current Employers
Sera Capital Management, Llc

1910 Towne Centre Blvd Suite 250, Annapolis, MD 21401 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-01-01
  • MD RA
    APPROVED
    Since 2025-01-01

Branch Locations

1910 Towne Centre Blvd Suite 250, Annapolis, MD 21401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sera Capital Management, Llc Annapolis MD 06/2019 06/2021
Scharf Investments, Llc Scotts Valley CA 06/2018 09/2018
Starbucks Riverside CA 02/2015 11/2016
University Of California Riverside Riverside CA 09/2014 06/2020
Sera Capital Management, Llc Annapolis MD 06/2021 Present
  • 06/2019 → 06/2021
    Sera Capital Management, Llc
    Annapolis, MD
  • 06/2018 → 09/2018
    Scharf Investments, Llc
    Scotts Valley, CA
  • 02/2015 → 11/2016
    Starbucks
    Riverside, CA
  • 09/2014 → 06/2020
    University Of California Riverside
    Riverside, CA
  • 06/2021 → Present
    Sera Capital Management, Llc
    Annapolis, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-12
  • S65 Uniform Investment Adviser Law Examination
    2021-06-12

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · Annapolis, MD
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AMERIPRISE FINANCIAL SERVICES, LLC · Annapolis, MD
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