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Christopher Alan Morgan

Cambridge Investment Research Advisors, Inc.

Fayetteville, NY

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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-11-03
  • NY RA
    APPROVED
    Since 2025-11-03

Branch Locations

7207 East Genesee St., Fayetteville, NY 13066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cadaret Grant & Co., Inc. Syracuse NY 12/2020 07/2025
Reconn Utility Services Syracuse NY 09/2020 12/2020
Unemployed Elmira NY 12/2019 08/2020
Sullivan Trail Construction Elmira Heights NY 03/2019 11/2019
Heath Consultants Inc. Elmira NY 04/2016 03/2019
Lpl Financial Llc Syracuse NY 07/2025 10/2025
Cambridge Investment Research, Inc. Fairfield IA 11/2025 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2025 Present
Osher Tax And Wealth Fayetteville NY 11/2025 Present
  • 12/2020 → 07/2025
    Cadaret Grant & Co., Inc.
    Syracuse, NY
  • 09/2020 → 12/2020
    Reconn Utility Services
    Syracuse, NY
  • 12/2019 → 08/2020
    Unemployed
    Elmira, NY
  • 03/2019 → 11/2019
    Sullivan Trail Construction
    Elmira Heights, NY
  • 04/2016 → 03/2019
    Heath Consultants Inc.
    Elmira, NY
  • 07/2025 → 10/2025
    Lpl Financial Llc
    Syracuse, NY
  • 11/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 11/2025 → Present
    Cambridge Investment Research Advisors, Inc.
    Fairfield, IA
  • 11/2025 → Present
    Osher Tax And Wealth
    Fayetteville, NY
Previous Registrations
  • 2025-08-08 → 2025-11-13
    Lpl Financial Llc
    West Monroe, NY
    Syracuse, NY
  • 2025-07-14 → 2025-10-20
    Cadaret, Grant & Co., Inc.
    Syracuse, NY
  • 2025-04-09 → 2025-07-14
    Cadaret, Grant & Co., Inc.
    Syracuse, NY
    Syracuse, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-07
  • S66 Uniform Combined State Law Examination
    2025-04-07
Other Names
  • Christopher Morgan

View on SEC IAPD

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VANDERBILT ADVISORY SERVICES
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CITIZENS SECURITIES, INC.

Other Investors

STEPHANE FRANCIS LASHER
AARON M CAHILL
RICHARD ARTHUR LUDINGTON
TONIA LEE GREEN
Kenneth T Walcyk
KRISTIN JOYCE WALTS
CHRISTOPHER HOWARD DEVOE
JENNIFER M VALLEY

Other Offices

VOYA FINANCIAL ADVISORS, INC. · FAYETTEVILLE, NY
CETERA INVESTMENT ADVISERS LLC · FAYETTEVILLE, NY
CETERA INVESTMENT ADVISERS LLC · FAYETTEVILLE, NY
LPL FINANCIAL LLC · FAYETTEVILLE, NY
CONSTELLATION ASSET MANAGEMENT, INC. · FAYETTEVILLE, NY
LPL FINANCIAL LLC · FAYETTEVILLE, NY
COMMONWEALTH FINANCIAL NETWORK · Fayetteville, NY
VANDERBILT ADVISORY SERVICES · Fayeteville, NY

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