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Nicholas Michael Kaplan

Cornerstone Wealth Management

Westlake, OH

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Current Employers
Cornerstone Wealth Management

27366 Center Ridge Road, Westlake, OH 44145 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-07-28
  • OH RA
    APPROVED
    Since 2022-07-28

Branch Locations

27366 Center Ridge Road, Westlake, OH 44145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mai Capital Management, Llc. Cleveland OH 08/2016 06/2022
Cornerstone Wealth Management Westlake OH 07/2022 Present
Previous Registrations
Other Businesses

Self-Employed Tax Preparation for friends. April 2020 to present Devotes 10 hours per year, 0 of which are during securities trading hours.

Designations
Other Names
  • Nicholas Kaplan

View on SEC IAPD

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Laurel Fitzsimmons
Michael Coletta

Other Offices

PARADIGM WEALTH MANAGEMENT, LLC · WESTLAKE, OH
HIGHLAND CONSULTING ASSOCIATES INC. · CLEVELAND, OH
HIGHLAND CONSULTING ASSOCIATES INTERNATIONAL, INC. · CLEVELAND, OH
COLETTA CAPITAL, LLC · WESTLAKE, OH
ATHLETES FINANCIAL ADVISERS, LLC · WESTLAKE, OH
MORGAN STANLEY · Westlake, OH
RAYMOND JAMES & ASSOCIATES, INC. · WESTLAKE, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTLAKE, OH

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