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Brian Thomas Northern

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Washington, DC

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-30
DC RA APPROVED 2024-05-28
  • TX RA
    APPROVED
    Since 2024-05-30
  • DC RA
    APPROVED
    Since 2024-05-28

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 08/2022 Present
Heritage Financial Consultants Cockeysville MD 12/2020 05/2022
Domino's Olney MD 03/2020 09/2020
Brookeville Beer Farm Brookeville MD 08/2017 01/2020
Towson University Parking And Transportation Towson MD 08/2019 12/2019
Georgetown Aquatics Rockville MD 05/2015 08/2018
  • 08/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Washington, DC
  • 12/2020 → 05/2022
    Heritage Financial Consultants
    Cockeysville, MD
  • 03/2020 → 09/2020
    Domino's
    Olney, MD
  • 08/2017 → 01/2020
    Brookeville Beer Farm
    Brookeville, MD
  • 08/2019 → 12/2019
    Towson University Parking And Transportation
    Towson, MD
  • 05/2015 → 08/2018
    Georgetown Aquatics
    Rockville, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-13
  • S66 Uniform Combined State Law Examination
    2024-05-13

View on SEC IAPD

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AMANDA JEAN ZACK
CHRISTINE RUSHIN MISTR
CHARLES DOUGLAS HARTLEY
Marilyn McKinnon

Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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