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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-06-02
MN RA APPROVED 2021-06-01
NY RA APPROVED 2021-03-25
  • NJ RA
    APPROVED
    Since 2021-06-02
  • MN RA
    APPROVED
    Since 2021-06-01
  • NY RA
    APPROVED
    Since 2021-03-25

Branch Locations

7 E Carver St, Huntington, NY 11743 • United States

Huntington, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Huntington NY 12/2020 Present
Sweet Hollow Management Corporation Melville NY 08/2014 10/2020
Other Businesses

Business Ownership; CBR Real Estate Holdings LLC; President and sole employee; Holding company; 04 Mowbray Ln N, , Cold Spring Harbor, NY, 11724; Not Investment-Related; 06/21/2018; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-23
  • S66 Uniform Combined State Law Examination
    2021-03-23

View on SEC IAPD

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