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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2023-12-14 |
Branch Locations
4910 S Isabel Pl Ste 100, Sioux Falls, SD 57108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Of Omaha | Omaha | NE | 05/2016 | 07/2019 |
| Mutual Of Omaha | Sioux Falls | SD | 08/2019 | 06/2022 |
| Thrivent Investment Management Inc | Minneapolis | MN | 08/2022 | 12/2023 |
| Thrivent Financial | Appleton | WI | 08/2022 | 12/2023 |
| Principal Securities Inc | Sioux Falls | SD | 12/2023 | Present |
| Principal Life Insurance Company | Sioux Falls | SD | 12/2023 | Present |
**OUTSIDE INSURANCE POSITION: Outside Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/04/2023 ADDRESS: 4910 S Isabel Pl, Ste 100, Sioux Falls SD 57108, United States DESCRIPTION: Writing outside Life, DI, LTC and Annuities. Group and Individual Health, Life, DI, Dental and Medical. **PARTY BIKE SIOUX FALLS POSITION: Pedal Pub Operator NATURE: Pedal Pub Operator INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2024 ADDRESS: 110 S Reid St, Sioux Falls SD 57103, United States DESCRIPTION: I operate the pedal pub for tours throughout the downtown Sioux Falls area. They are 2 hours in length. I am paid a flat rate per tour, and tips. The owner is a friend, and when he needs help and my schedule allows, I will take on these tours as needed. **REGATTA 55 I, LLC POSITION: Real Estate NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/08/2021 ADDRESS: 8681 N Beach, Fort Worth TX 76244, United States DESCRIPTION: I invested in a 55 and older retirement community (Private Placement). The amount of the investment was $15,000 (3 equity shares). Upon the sale of the building, I will potentially receive money back from the entity if the sales price exceeds building costs and initial setup fees.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 2020-06-26 |
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