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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-04-15
  • NY RA
    APPROVED
    Since 2026-04-15

Branch Locations

565 Taxter Road Suite 625 6Th Floor, Elmsford, NY 10523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Yorktown Heights NY 09/2018 07/2023
J.P. Morgan Securities Llc Mohegan Lake NY 11/2021 05/2022
Peoples United Bank Ossining NY 12/2017 09/2018
Td Bank, N.A. Chester PA 07/2017 11/2017
Dollar Tree Woodlyn PA 03/2017 06/2017
Wawa Essington PA 10/2015 09/2016
J.P. Morgan Securities Llc Yorktown Heights NY 10/2022 07/2023
Unemployed Essington PA 10/2016 02/2017
Mml Investors Services, Llc Elmsford NY 07/2023 Present
Massmutual Life Insurance Co Elmsford NY 07/2023 Present
J.P. Morgan Securities Llc Mohegan Lake NY 11/2020 04/2021
  • 09/2018 → 07/2023
    Jpmorgan Chase Bank, N.A.
    Yorktown Heights, NY
  • 11/2021 → 05/2022
    J.P. Morgan Securities Llc
    Mohegan Lake, NY
  • 12/2017 → 09/2018
    Peoples United Bank
    Ossining, NY
  • 07/2017 → 11/2017
    Td Bank, N.A.
    Chester, PA
  • 03/2017 → 06/2017
    Dollar Tree
    Woodlyn, PA
  • 10/2015 → 09/2016
    Wawa
    Essington, PA
  • 10/2022 → 07/2023
    J.P. Morgan Securities Llc
    Yorktown Heights, NY
  • 10/2016 → 02/2017
    Unemployed
    Essington, PA
  • 07/2023 → Present
    Elmsford, NY
  • 07/2023 → Present
    Massmutual Life Insurance Co
    Elmsford, NY
  • 11/2020 → 04/2021
    J.P. Morgan Securities Llc
    Mohegan Lake, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-04-03
S63 Uniform Securities Agent State Law Examination 2022-03-25
  • S65 Uniform Investment Adviser Law Examination
    2026-04-03
  • S63 Uniform Securities Agent State Law Examination
    2022-03-25
Other Names
  • Matias Morales
  • Matias Leonel Morales

View on SEC IAPD

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