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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-06-20 |
Branch Locations
726 Exchange St Suite 822, Buffalo, NY 14210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research Inc. | Fairfield | IA | 12/2019 | 06/2025 |
| Brock, Schechter & Polakoff, Llp | Buffalo | NY | 12/2019 | Present |
| Schunk, Wilson & Company, Pc | Buffalo | NY | 01/2008 | 12/2019 |
| Wealth Advisors Network, Inc. | Hastings | NE | 06/2022 | 06/2025 |
| Massmutual Life Insurance Co | Buffalo | NY | 06/2025 | Present |
| Mml Investors Services, Llc | Buffalo | NY | 06/2025 | Present |
1) Name: Brock, Schechter & Polakoff, LLP, Inv rel:Y Addr: 726 Exchange St, Suite 822, Buffalo NY 14210, Nature: Public Accounting Firm, Position: Partner, Start: 12/31/2019, No Hr/Mo: 160 No Hr/Mo Dur trading: 160, Duties: Tax compliance and planning services, staff supervision, firm management. 2)Name: BS&P Wealth Management, LLC, Inv Rel: Y Addr: 726 Exchange St, Suite 822, Buffalo NY 14210, Nature: LLC created to use name for branch of RIA securities business. No financial activity Position; Owner, Start: 1/1/2023, No Hr/Mo: 0 No Hr/Mo Dur Trading:0 Duties: none-LLC is inactive -internal use only.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-15 |
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